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Regulatory

We specialize in providing legal services in regulatory matters with an emphasis on complex and high-stakes cases before the SAT, High Courts, and the Supreme Court of India.

OVERVIEW

We provide a wide range of legal services in regulatory matters, including advising clients on regulatory compliance, representing clients in regulatory investigations, and challenging regulatory actions by various regulatory authorities such as the Securities and Exchange Board of India (SEBI), the Insurance Regulatory Development Authority of India, and stock exchanges. Our team also offers advisory services in matters relating to SEBI and SFIO investigations.

Our regulatory practice area is led by experienced lawyers who have in-depth knowledge and expertise in regulatory matters. Our team has successfully represented clients before regulatory authorities, courts, and tribunals in a range of regulatory matters, including securities law, competition law, environmental law, and telecom regulation.

We understand that regulatory matters can be complex, and that navigating the regulatory landscape can be challenging for clients. Our team takes a practical, solutions-focused approach to regulatory matters, and works closely with clients to understand their needs and provide tailored legal solutions. We are committed to providing high-quality legal services, and to achieving the best possible outcomes for our clients.

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TEAM EXPERIENCE

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  • Various stock-broking entities: Representing in matters challenging action by SEBI and the stock exchanges alleging violation of various securities laws.

  • National Securities Depository Limited: Representing in challenging action by SEBI alleging violation of laws in relation to various initial public offerings.

  • Various merchant bankers: Representing in proceedings alleging violation of securities laws.

  • Various listed companies and individuals: Representing in matters relating toinsider trading violations.

  • Various listed companies and individuals: Representing in relation to violation of takeover regulations.

  • German Bank and a Muscat based financial institution: Representing in relation to violations by an Indian promoter of various laws.

  • Various individuals: Defending charges of market manipulations.

  • Individual shareholder: Represented in seeking restatement of their shares from a clearing corporation.

  • Association of Mutual Funds in India: Represented in issues relating to setting up of a self-regulatory organisation for mutual fund distributors.

  • Various FPIs: Represented in proceedings pertaining to violations of Indian laws.

  • Various registrar and transfer agents: Represented in proceedings alleging violations.

  • Major insurance player: Represented in proceedings initiated by the insurance regulator.

  • Stock-broker: Represented in proceedings for commencing a ‘trading league’ for market players.

  • Securities and Exchange Board of India: Representing in various proceedings before the SAT.

  • Various listed companies: Representing in matters relating to listing regulations and other compliance violations.

  • Various clients: Representing in settlement proceedings before the SEBI.

  • Various clients: Representing in proceedings before various authorities of SEBI for various violations

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